Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dean Cook | 6591894 | 2 | 08/10/2020 | Customer Dispute | Denied | $7,696.00 | $0.00 | See FINRA Report |
| Lily Qian | 4716832 | 2 | 08/05/2020 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Shahryar Kashanchi | 1351829 | 3 | 08/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Vernon Biggs | 1697481 | 3 | 07/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael H Sendowski | 1782114 | 2 | 07/03/2020 | Customer Dispute | Settled | $60,231.00 | $0.00 | See FINRA Report |
| Tokiko Uchiyama | 5665633 | 2 | 06/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cameron D Sommer | 6796993 | 1 | 06/02/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas A Starkey | 5089584 | 1 | 06/01/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Gibbs | 3273705 | 6 | 05/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Kiyoto Yamada | 850263 | 1 | 04/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |