Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Aubrey Felendes | 5316982 | 1 | 11/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angelo Emanuele Vecchio | 2236285 | 2 | 11/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julia W Parks | 4565796 | 1 | 11/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert W McNeill Jr | 5842466 | 1 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aldo Ochoa | 5139742 | 1 | 10/08/2020 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Thomas Keith Migdale | 2608210 | 2 | 09/21/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mina Hanna | 4830736 | 1 | 09/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mickey Dana Dubberly | 4200897 | 4 | 09/14/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Joubin Eshaghian | 2785775 | 2 | 08/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rasikaran Gunapal Boaz | 1340232 | 2 | 08/10/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |