Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stefan David Sikorski | 5353105 | 1 | 09/09/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Yeboah | 1940128 | 1 | 09/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Charles Nuccetelli | 1697263 | 1 | 06/18/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 06/09/2021 | Customer Dispute | Settled | $22,637.40 | $0.00 | See FINRA Report |
| Patrick J Jarzembowski | 2337835 | 4 | 06/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lusha Liu | 5649550 | 2 | 04/28/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Neal Edward Hayias | 854703 | 3 | 04/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 04/09/2021 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Kenneth Roy Greenblatt | 1339690 | 2 | 04/05/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher John Browning | 4786391 | 3 | 04/05/2021 | Customer Dispute | Settled | $46,716.20 | $0.00 | See FINRA Report |