Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Qasim Sharif Ellis | 6083667 | 1 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Morrayna Louise Gaskins | 6799611 | 4 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hay Wan Wong | 2021269 | 1 | 12/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Jose Arauz | 6807507 | 1 | 11/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Mark Erwin | 2284018 | 1 | 10/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Bengel | 7014712 | 1 | 10/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Mathew Weirich | 3013630 | 1 | 09/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Dooley | 2513153 | 3 | 09/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor M Torres | 5919902 | 2 | 09/23/2021 | Customer Dispute | Settled | $13,336.00 | $0.00 | See FINRA Report |
| Christopher Joseph Wyllie | 4244895 | 4 | 09/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |