Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norbert Helmut Filian | 2998784 | 3 | 04/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd James Henderson | 3268858 | 1 | 04/03/2022 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| David E Trimble | 5848398 | 3 | 03/30/2022 | Customer Dispute | Settled | $7,400.00 | $0.00 | See FINRA Report |
| Gregory Adam Mosick | 4126201 | 1 | 03/18/2022 | Customer Dispute | Denied | $10,800.00 | $0.00 | See FINRA Report |
| George Hodges James | 2668465 | 1 | 03/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Ray Johnston | 6388029 | 1 | 03/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 03/08/2022 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
| Cindy Bichchau Nguyen | 2919685 | 1 | 03/07/2022 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Bryant Abbott King | 6136051 | 2 | 03/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Vieira Lopez | 6402558 | 1 | 01/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |