Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian E Patterson | 3238574 | 2 | 06/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Somerstein | 4690840 | 1 | 06/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Seth Friedman | 2727672 | 1 | 06/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Nicholas Mariani | 2708138 | 2 | 06/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 05/25/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joshua Michael Alloway | 5756796 | 1 | 05/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Paul Schwarz | 2430927 | 1 | 05/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Irwin Margolies | 1442195 | 3 | 04/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Thomas Baffuto | 7205964 | 2 | 04/20/2022 | Customer Dispute | Settled | $15,412.00 | $0.00 | See FINRA Report |
| Jonathon Joseph Skalmusky | 6992141 | 1 | 04/17/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |