Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Florence Eleanor Barber | 1428720 | 2 | 12/22/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Young Gyu Hwang | 1967046 | 1 | 09/14/1993 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gregory John Spinazze | 836100 | 3 | 12/03/1992 | Customer Dispute | Settled | $540,000.00 | $0.00 | See FINRA Report |
| Aldo Verrelli | 839150 | 1 | 05/18/1992 | Customer Dispute | Award / Judgment | $39,882.00 | $25,000.00 | See FINRA Report |
| Joseph Louis Dicandio | 1535867 | 1 | 03/05/1992 | Customer Dispute | Award / Judgment | $87,351.50 | $350.00 | See FINRA Report |
| Robert Peter Petrocine | 707203 | 4 | 12/09/1988 | Customer Dispute | Award / Judgment | $47,031.60 | $7,800.00 | See FINRA Report |
| Thomas Anthony Balistreri | 1349647 | 9 | 06/10/1988 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |