Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anthony John Vitulli | 725329 | 2 | 09/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Victoriano Dequia Reyes | 832118 | 4 | 08/25/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Victoriano Dequia Reyes | 832118 | 4 | 08/25/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Dean Salvatore Dignoti | 1501042 | 4 | 06/06/1997 | Customer Dispute | Settled | $47,500.00 | $0.00 | See FINRA Report |
James Richard Cook | 709562 | 1 | 03/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Keith Jay Schreiber | 1286611 | 1 | 11/09/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Edgar Timothy Brathwaite | 834639 | 2 | 11/06/1996 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Karl Thomas Silva | 2354506 | 2 | 09/27/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ferdinand Alexander Ruplin | 1651751 | 3 | 09/18/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Matias Manuel Averhoff | 1706055 | 3 | 08/14/1996 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |