Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Constantine Grant | 2630625 | 2 | 06/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leslie Eric Streitfeld | 2155670 | 1 | 05/05/1998 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 04/30/1998 | Customer Dispute | Denied | $3,200.00 | $0.00 | See FINRA Report |
| Marie Teresa Lamar | 1033460 | 1 | 04/30/1998 | Customer Dispute | Denied | $10,031.00 | $0.00 | See FINRA Report |
| Thomas Michael Custance | 1910194 | 2 | 03/12/1998 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Brian Edward Davis | 1000857 | 1 | 03/09/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Kenneth Moore | 1008788 | 6 | 02/24/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn Reese | 1025834 | 2 | 02/24/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Briscoe Thomas | 1186107 | 2 | 02/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |