Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Hanley | 1996307 | 3 | 01/03/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 11/16/1999 | Customer Dispute | Denied | $21,777.00 | $0.00 | See FINRA Report |
| William Mathews Dolan | 69554 | 3 | 09/28/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Diserio | 843915 | 1 | 07/29/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen C Fox | 2465427 | 1 | 07/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Marlon Tressler | 709961 | 1 | 07/01/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sara Urban | 2404688 | 4 | 06/29/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Melvin Roth | 405582 | 3 | 06/29/1999 | Customer Dispute | Settled | $1,000.00 | $0.00 | See FINRA Report |
| John M Moran | 1069038 | 2 | 06/28/1999 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| John Patrick Vaughan | 2385113 | 1 | 06/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |