Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Stephen Katkin | 2226400 | 3 | 08/10/2000 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Alan Stephen Katkin | 2226400 | 3 | 08/10/2000 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/26/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Paul David Hay | 2368896 | 1 | 05/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence Elton Mantle | 2482189 | 1 | 04/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Foster Woodcock | 1575147 | 2 | 03/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 02/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Wood Koch | 1336567 | 4 | 02/18/2000 | Customer Dispute | Closed-No Action | $1,500.00 | $0.00 | See FINRA Report |
| Daniel Carlos Venegas | 1194311 | 3 | 02/18/2000 | Customer Dispute | Closed-No Action | $1,500.00 | $0.00 | See FINRA Report |
| Barry Martin Weinstein | 2758508 | 1 | 02/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |