Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Plunkett | 6909586 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Andrew Samuelsohn | 7100341 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terrence Leong | 6911655 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Bartholomew Lacedonia | 5658696 | 2 | 10/26/2022 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Ferdinand Alexander Ruplin | 1651751 | 3 | 10/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Adam Rutkowski | 2044538 | 3 | 10/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mazzaferro | 6365856 | 3 | 09/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 09/06/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Mary Kathryn Giardina | 7201977 | 1 | 09/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan David Bilotta | 5374182 | 2 | 08/30/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |