Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Drake | 1992092 | 1 | 03/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Christian Arnold | 3245275 | 1 | 03/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Candy Michelle Flynn | 6492380 | 1 | 10/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin J Cosentino | 4625197 | 3 | 04/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Bucher | 7282657 | 1 | 11/14/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Costa | 4244814 | 1 | 07/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Lawrence Goldblum | 2362993 | 3 | 06/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Wyllie | 4244895 | 4 | 08/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alexander K Barnes | 4253343 | 1 | 08/06/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Steven Turner | 3193524 | 2 | 07/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |