Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Jean Pirrone | 4079386 | 1 | 10/09/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Jacob Levine | 6577277 | 1 | 08/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Badali | 7091929 | 1 | 08/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mazzaferro | 6365856 | 3 | 06/01/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Ann Magnarelli | 5220284 | 1 | 01/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mazzaferro | 6365856 | 3 | 12/28/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Andrew McCarty | 1943287 | 4 | 02/27/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Patrick Mansfield | 7362689 | 1 | 04/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Miller | 7610438 | 1 | 10/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus James Allen | 6796596 | 1 | 09/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |