Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen C Fox | 2465427 | 1 | 07/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Patrick Vaughan | 2385113 | 1 | 06/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Francis Canino | 812385 | 2 | 06/16/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Pace Frankel | 1385480 | 3 | 05/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 05/05/1999 | Customer Dispute | Closed-No Action | $56,066.20 | $0.00 | See FINRA Report |
| Robert James Michalak | 805932 | 2 | 08/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 08/01/1998 | Customer Dispute | Closed-No Action | $44,510.40 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 07/13/1998 | Customer Dispute | Closed-No Action | $55,834.00 | $0.00 | See FINRA Report |
| Gerald Constantine Grant | 2630625 | 2 | 06/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Davis | 1000857 | 1 | 03/09/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |