Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Hussein Fahmy | 1484351 | 3 | 10/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Keleher | 266407 | 2 | 10/23/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn West | 1338684 | 2 | 10/21/2002 | Customer Dispute | Closed-No Action | $19,580.00 | $0.00 | See FINRA Report |
| Michael A Lewis | 2246935 | 1 | 10/09/2002 | Customer Dispute | Closed-No Action | $87,568.00 | $0.00 | See FINRA Report |
| Marc Lowell Strent | 2535109 | 1 | 09/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Imhyun Chung Cho | 1034420 | 2 | 08/22/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Hagen | 2783771 | 1 | 07/08/2002 | Customer Dispute | Closed-No Action | $237,639.00 | $0.00 | See FINRA Report |
| Jules Frank Delalla | 2159117 | 2 | 05/10/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel A Basileo | 2130195 | 4 | 04/24/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas Lloyd Roselieb | 1818572 | 3 | 02/26/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |