Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clinton Robert Hare | 1050896 | 7 | 01/05/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Curtis Brent Wilmoth | 3030335 | 2 | 11/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Jackson Milton | 3047412 | 1 | 09/13/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Derek M Giacomazzi | 2340387 | 4 | 01/19/2007 | Customer Dispute | Closed-No Action | $104,000.00 | $0.00 | See FINRA Report |
| Scott Cory Klein | 2625122 | 1 | 02/27/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Kelly | 1360285 | 4 | 11/16/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 07/26/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 05/04/2005 | Customer Dispute | Closed-No Action | $1,852.50 | $0.00 | See FINRA Report |
| Brent Wood Koch | 1336567 | 4 | 11/19/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raymond Sanford Gibson | 1641400 | 1 | 11/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |