Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kenneth Powell | 2201224 | 2 | 06/10/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David A Means | 5633718 | 2 | 11/20/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Hussein Fahmy | 1484351 | 3 | 05/31/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Evan Klein | 5060520 | 5 | 05/23/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Soriento | 2063691 | 2 | 05/18/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Benjamin Feiner | 5051163 | 2 | 05/18/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Kelly | 1360285 | 4 | 04/05/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Callaghan | 2585875 | 1 | 07/19/2010 | Customer Dispute | Closed-No Action | $39,927.20 | $0.00 | See FINRA Report |
| Sergey Kuznetsov | 5393510 | 3 | 11/30/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Melissa Anne D'Agostino | 3208694 | 5 | 03/06/2009 | Customer Dispute | Closed-No Action | $7,693.21 | $0.00 | See FINRA Report |