Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Carl Hundrup | 4907201 | 1 | 02/07/2008 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| James Clifford Danner | 3139479 | 1 | 01/14/2008 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Douglas James Canna | 2441883 | 1 | 12/03/2007 | Customer Dispute | Withdrawn | $6,300.00 | $0.00 | See FINRA Report |
| Scott David Ziska | 2631274 | 2 | 07/19/2007 | Customer Dispute | Withdrawn | $15,939.80 | $0.00 | See FINRA Report |
| Jay I Weintraub | 1008357 | 3 | 01/25/2007 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Darius Gregory Michalski | 2520180 | 6 | 11/27/2006 | Customer Dispute | Withdrawn | $5,767.45 | $0.00 | See FINRA Report |
| Fernando Diego Perez | 2264570 | 2 | 09/18/2006 | Customer Dispute | Withdrawn | $11,000.00 | $0.00 | See FINRA Report |
| Stephen Mark Stackhouse | 2733437 | 1 | 04/04/2006 | Customer Dispute | Withdrawn | $14,000.00 | $0.00 | See FINRA Report |
| Gregory Anton Huck | 2161832 | 2 | 12/06/2005 | Customer Dispute | Withdrawn | $181,000.00 | $0.00 | See FINRA Report |
| Charles Dewitt Baker | 715764 | 2 | 07/12/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |