Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Segarra | 4482059 | 3 | 11/03/2022 | Customer Dispute | Withdrawn | $33,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 07/27/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Todd Anthony Scorzafava | 3261329 | 3 | 06/03/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Gulsanga Jalawan | 4122740 | 1 | 04/29/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Orion Florence | 2336277 | 1 | 04/29/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bernell D Baker | 5493956 | 4 | 03/24/2021 | Customer Dispute | Withdrawn | $48,000.00 | $0.00 | See FINRA Report |
| John Louie Morrison | 1751511 | 3 | 12/29/2020 | Customer Dispute | Withdrawn | $230,000.00 | $0.00 | See FINRA Report |
| Michael William Haley | 1784225 | 1 | 12/29/2020 | Customer Dispute | Withdrawn | $230,000.00 | $0.00 | See FINRA Report |
| Darin Andrew Stevens | 4051859 | 2 | 03/30/2020 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Daniel Alling Bullard | 34973 | 1 | 12/10/2019 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |