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FINRA Broker Disclosures for LPL Financial LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 2,138 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Carl Cavallaro21250091001/03/2023Customer DisputeSettled$75,000.00$0.00See FINRA Report
William Cole Smith5327357101/03/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Chad P Zitzelsberger4642732112/30/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Gilbert Zitzelsberger1139830212/30/2022Customer DisputeSettled$5,000.00$0.00See FINRA Report
Danielle Rae Scodellaro6131256112/21/2022Customer DisputeSettled$233,513.00$0.00See FINRA Report
J Craig McIlroy1422508412/09/2022Customer DisputeSettled$200,000.00$0.00See FINRA Report
David Michael Dalton1381061111/28/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David Matthew Collins2426858211/21/2022Customer DisputeSettled$15,000.00$0.00See FINRA Report
Edward Ray Stike1439479111/16/2022Customer DisputeSettled$750,000.00$0.00See FINRA Report
Nicholas James Larsen5722014111/15/2022Customer DisputeSettled$15,342.00$0.00See FINRA Report

2,138 Results

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