Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Carl Cavallaro | 2125009 | 10 | 01/03/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
William Cole Smith | 5327357 | 1 | 01/03/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Chad P Zitzelsberger | 4642732 | 1 | 12/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mark Gilbert Zitzelsberger | 1139830 | 2 | 12/30/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Danielle Rae Scodellaro | 6131256 | 1 | 12/21/2022 | Customer Dispute | Settled | $233,513.00 | $0.00 | See FINRA Report |
J Craig McIlroy | 1422508 | 4 | 12/09/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
David Michael Dalton | 1381061 | 1 | 11/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Matthew Collins | 2426858 | 2 | 11/21/2022 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Edward Ray Stike | 1439479 | 1 | 11/16/2022 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
Nicholas James Larsen | 5722014 | 1 | 11/15/2022 | Customer Dispute | Settled | $15,342.00 | $0.00 | See FINRA Report |