Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Owen Selby | 1082870 | 1 | 04/07/1989 | Customer Dispute | Settled | $20,952.10 | $0.00 | See FINRA Report |
| Johnny Lynn Taylor | 1051903 | 1 | 03/31/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Braxton Moyer | 1045504 | 3 | 02/10/1989 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |
| Guy Martin Thompson | 1200443 | 2 | 01/27/1989 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Casey Paul McLaughlin | 1267410 | 1 | 12/12/1988 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Dennis William Schilling | 1173846 | 1 | 11/23/1988 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Terrence John Crowley | 1263981 | 5 | 10/27/1988 | Customer Dispute | Settled | $139,215.00 | $0.00 | See FINRA Report |
| Mark Donald Allison | 1136667 | 2 | 09/20/1988 | Customer Dispute | Settled | $22,346.10 | $0.00 | See FINRA Report |
| Andrew Conrad Karlinski | 1112156 | 3 | 03/18/1988 | Customer Dispute | Settled | $432,000.00 | $0.00 | See FINRA Report |
| Diana Lee Shultz | 1268978 | 2 | 03/17/1988 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |