Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Myles Lynch | 1058005 | 5 | 11/20/1991 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Joseph Stuart Newman | 1364418 | 3 | 11/07/1991 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Armand Minasian | 1264346 | 1 | 09/30/1991 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Christine Catherine Mallul | 1158837 | 5 | 08/09/1991 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Terry William Kerber | 2731254 | 5 | 08/08/1991 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Louis Pelliccioni | 1396818 | 5 | 07/01/1991 | Customer Dispute | Settled | $106,000.00 | $0.00 | See FINRA Report |
| Peter James Coleman | 1403810 | 1 | 06/26/1991 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Lawrence Russell | 1300854 | 2 | 06/03/1991 | Customer Dispute | Settled | $20,497.30 | $0.00 | See FINRA Report |
| Constantine Spiro Basdakis | 1425737 | 1 | 06/01/1991 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| David Lawrence Korff | 1906492 | 1 | 04/17/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |