Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence George Catallo | 868492 | 6 | 12/07/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Allen Lebzelter | 1669772 | 4 | 11/30/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Walter Sydor | 1845571 | 1 | 09/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Linda Clair Mills | 845952 | 6 | 06/27/1995 | Customer Dispute | Settled | $22,789.00 | $0.00 | See FINRA Report |
| Jeffrey Katz | 1240739 | 4 | 06/08/1995 | Customer Dispute | Settled | $32,665.00 | $0.00 | See FINRA Report |
| Russell Limerick Kincaid | 1619071 | 2 | 03/27/1995 | Customer Dispute | Settled | $34,159.00 | $0.00 | See FINRA Report |
| Roosevelt Emanual Grayson | 1328135 | 4 | 03/22/1995 | Customer Dispute | Settled | $97,356.00 | $0.00 | See FINRA Report |
| Louis Pelliccioni | 1396818 | 5 | 03/15/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stuart Ray Gardner | 1157748 | 3 | 03/07/1995 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| John Patrick Milo | 1824688 | 6 | 03/02/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |