Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Stephen Myers | 2609878 | 3 | 04/13/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Vladimir Michael Greben | 2547477 | 2 | 04/08/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly A Parker Hansen | 2742360 | 1 | 03/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Stuart | 4417262 | 3 | 03/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 03/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Martin Evans | 1516196 | 2 | 03/25/2022 | Customer Dispute | Settled | $2,100.00 | $0.00 | See FINRA Report |
| Michael Charles O'Meara | 2652113 | 4 | 03/24/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher David Garcia | 4098268 | 1 | 03/18/2022 | Customer Dispute | Settled | $14,705.10 | $0.00 | See FINRA Report |
| Nicholas George Photiadis | 2978120 | 4 | 03/09/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |