Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Anthony Scorzafava | 3261329 | 3 | 07/11/2022 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Daintry Noelle Price | 1692616 | 1 | 07/11/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Joseph Ward | 2903596 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael D Ivey | 4685762 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael McGrady | 2186164 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Anthony Scorzafava | 3261329 | 3 | 06/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Neil Carlsen | 1564327 | 1 | 06/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Valerie Cynthia Krebs | 6051319 | 1 | 06/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Alan Ren | 2729198 | 2 | 06/21/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Brian Lee | 2950037 | 3 | 06/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |