Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney William Filasky | 1545721 | 1 | 10/23/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee Chin | 1475752 | 4 | 08/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry William Kerber | 2731254 | 5 | 08/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen George McKee | 1408932 | 3 | 04/13/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Bonura | 1839598 | 1 | 03/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bernard Harris | 1860629 | 3 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Neuwirth | 736175 | 2 | 10/31/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Conrad Karlinski | 1112156 | 3 | 10/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Edward Altschuler | 871027 | 3 | 10/10/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Goldberg | 223978 | 3 | 09/29/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |