Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Craig Cherington | 704161 | 3 | 08/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Earl Aksel Pedersen | 2160874 | 5 | 06/30/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Hagbom | 842701 | 1 | 06/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Merrick Green Burleson | 845182 | 4 | 05/11/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bernard Harris | 1860629 | 3 | 04/20/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Frederick Wain | 1148375 | 1 | 03/24/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Sackman | 1133732 | 4 | 03/22/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Mark Dalton | 1059214 | 4 | 03/08/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Conrad Lee Kerber | 2813803 | 4 | 03/06/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Alan Register | 2270475 | 3 | 01/20/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |