Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Henry Gray | 2849596 | 4 | 11/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Courtney Clower | 2179638 | 3 | 10/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Harrison Carlson | 2802086 | 1 | 09/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Calabrese | 4395416 | 2 | 09/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Todd Ibis | 3221495 | 1 | 08/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Hayden Henry | 5693979 | 2 | 08/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Warren Lamb | 1437554 | 5 | 05/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Stryczny | 2172840 | 3 | 12/16/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Greggory Templeton | 2630728 | 3 | 11/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lance Neal Dahmer | 1615284 | 5 | 11/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |