Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $375,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| J Craig McIlroy | 1422508 | 4 | 02/16/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Duncan Gerard MacEachern | 1856591 | 2 | 02/13/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Sotiraq Qirjollari | 6002789 | 1 | 02/12/2024 | Customer Dispute | Pending | $72,577.00 | $0.00 | See FINRA Report |
| Tammy Tenney Paquette | 5110668 | 2 | 02/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mario Brian Barone | 1160694 | 1 | 02/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jarrett Seiji Imamura | 3036591 | 1 | 02/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Damon Merrill Mapes | 4011748 | 2 | 02/05/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Steven John Mayer | 4138239 | 2 | 01/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |