Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Scott Rawiszer | 1248193 | 1 | 02/20/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Paul Robert Volpe | 2575508 | 1 | 02/20/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Robert Rebussini | 1622141 | 2 | 02/16/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 02/16/2024 | Customer Dispute | Pending | $579,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 02/16/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 02/16/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 02/16/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |