Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Patrick Obrien | 2637870 | 1 | 10/06/1998 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Howard William Vari | 730967 | 1 | 07/01/1993 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mark Richard Loft | 1717679 | 4 | 09/08/1992 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |