Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Mason | 5174552 | 2 | 12/15/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Danielle Rae Scodellaro | 6131256 | 1 | 12/13/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Mark Dalton | 1059214 | 4 | 12/07/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bryce Mitchell Williams | 7223173 | 1 | 12/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Litwin | 3036642 | 1 | 12/01/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Michael Dalton | 1381061 | 1 | 11/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Raleigh James Galiano | 2254402 | 1 | 11/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Ray Stike | 1439479 | 1 | 11/16/2022 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Benjamin Rhett Fordham | 4592437 | 5 | 11/07/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Matthew Claude Lamb | 6040125 | 1 | 11/07/2022 | Customer Dispute | Pending | $519,000.00 | $0.00 | See FINRA Report |