Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Buddy Dean Mason | 1721391 | 5 | 03/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Greg Leo Lapierre | 2048304 | 5 | 01/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Iris Patricia Sosa | 6931163 | 2 | 12/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Payton Donel Crossley | 1716523 | 9 | 12/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Lynn Washington | 1986782 | 8 | 10/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Washington | 4322418 | 1 | 10/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Shannon Hudgens | 3026050 | 3 | 09/23/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Buddy Dean Mason | 1721391 | 5 | 07/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Daniel Lechowicz | 4971396 | 2 | 06/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Allen Perhach | 2103028 | 3 | 06/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |