Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Dean Fink | 2365221 | 1 | 05/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Eftin Andraos | 2070222 | 6 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas L Popovec | 5705390 | 16 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erin Colleen Eason | 4468573 | 9 | 04/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler Ray Lewis | 7362484 | 2 | 03/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry David Zuckerman | 3161509 | 2 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Xavier Reed | 7829139 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ginette Mayer | 6619287 | 3 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryce Austin Hamilton | 4296113 | 3 | 03/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Clifton Jerrolds | 4324436 | 2 | 03/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |