Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chelsea Dawn Gilstrap | 6524077 | 3 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Mari Gonzalez-Marquez | 7001300 | 1 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Chris Burkhart | 3105166 | 4 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda MacHelle Hinton | 4404949 | 5 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Dion Lettieri | 1398003 | 1 | 03/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Alexander Shumate | 733276 | 1 | 03/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Regina Latrelle McCormick | 6122806 | 3 | 03/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reid Rowland | 4637116 | 4 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Robert Ross | 6573958 | 1 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Neil | 4014044 | 2 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |