Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Adrian Lesesne | 1814146 | 7 | 04/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian S Cussimanio | 4863346 | 6 | 04/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Adrian Lesesne | 1814146 | 7 | 04/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alexander Sullivan | 6348034 | 9 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Thomas Larson | 4351073 | 7 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian S Cussimanio | 4863346 | 6 | 03/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek D Thorp | 5269064 | 1 | 03/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian S Cussimanio | 4863346 | 6 | 03/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Demopolis | 6624936 | 3 | 02/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aubri Swartz | 7810541 | 2 | 02/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |