Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda MacHelle Hinton | 4404949 | 5 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Johanson | 5356992 | 3 | 10/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shekera Demetris Campbell | 6571960 | 2 | 10/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Scott Barber | 4617523 | 5 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Carol Selman Daggs | 4152277 | 2 | 10/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Carol Selman Daggs | 4152277 | 2 | 10/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shekera Demetris Campbell | 6571960 | 2 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Dawnell Richards | 6562761 | 1 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Saul Kalu Onyeuku | 1318901 | 1 | 09/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony New | 3011733 | 8 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |