Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William A Ruland | 6597574 | 1 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Clark de Cuir | 5143509 | 4 | 03/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Williamson | 6591934 | 2 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Deshane | 6158951 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey Scott Levine | 1878968 | 2 | 02/29/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Quais Hasseeb | 6174518 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas L Sublewski | 5853159 | 2 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 02/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |