Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Jay Dekreek | 4583534 | 2 | 05/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Hale | 4744634 | 1 | 05/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Christopher Marable | 6110316 | 1 | 05/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Shawn Jarvinen | 1903573 | 3 | 05/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Sorocenski | 5097133 | 4 | 05/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Wright Starling | 3224374 | 4 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Daniel Kennedy | 4984283 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Louis Osero | 1620096 | 2 | 04/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Sorocenski | 5097133 | 4 | 04/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Sorocenski | 5097133 | 4 | 04/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |