Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Myrick | 6863881 | 2 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Darnell | 5494128 | 1 | 09/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Monroe Williams | 4054186 | 2 | 09/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrie Lynn Sims | 3102453 | 1 | 09/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Wayne Kosobud | 2427337 | 4 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hamza Farooquee | 6554985 | 6 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Catherine Villamor Magsalin | 6871652 | 1 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Doreen Marie Candeias | 5064424 | 1 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin M Gattie | 5368506 | 1 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Jean Stone | 5199663 | 1 | 08/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |