Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Demetra J Moore | 2653619 | 2 | 02/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig James Morcos | 5424097 | 6 | 02/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucas M Ring | 5536775 | 2 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George William Melbrod | 723108 | 1 | 01/29/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Craig James Morcos | 5424097 | 6 | 01/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lee Hettinger | 2518250 | 4 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Lee Hettinger | 2518250 | 4 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig James Morcos | 5424097 | 6 | 01/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Renee Hutton | 6679241 | 5 | 01/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Stevens | 6106919 | 1 | 01/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |