Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Lyons | 4274017 | 1 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Anne Bond | 5918068 | 3 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Loren Walschot | 5962132 | 1 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucinda Kathleen Adrian | 6257518 | 6 | 04/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucinda Kathleen Adrian | 6257518 | 6 | 04/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucinda Kathleen Adrian | 6257518 | 6 | 04/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucinda Kathleen Adrian | 6257518 | 6 | 04/25/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lucinda Kathleen Adrian | 6257518 | 6 | 04/25/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lucinda Kathleen Adrian | 6257518 | 6 | 04/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Carol Lowden | 5007902 | 4 | 04/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |