Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason M Burd | 6943622 | 4 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Gene Witham | 2139442 | 7 | 07/19/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Medley | 4857436 | 11 | 07/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Richard Sanford | 2853124 | 2 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Richard Sanford | 2853124 | 2 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Medley | 4857436 | 11 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 07/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Mata | 4649492 | 1 | 07/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Medley | 4857436 | 11 | 07/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |