Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Case Michael Terrebonne | 5694047 | 2 | 08/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Jo Fischer | 1786735 | 2 | 08/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Medley | 4857436 | 11 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Gene Witham | 2139442 | 7 | 08/06/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lisa Pollock | 7516254 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morgan Pyle | 6103783 | 1 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary William Payne | 6993602 | 1 | 07/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Latrice Pugh | 4389455 | 4 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Medley | 4857436 | 11 | 07/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |