Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Robert Seabough | 6049661 | 2 | 01/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Danielle Odums | 6143158 | 1 | 01/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Allen English | 201380 | 5 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett A Lee | 6297226 | 1 | 12/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyson Samuel Lozano | 5585078 | 1 | 12/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daran Joshua Tucker | 6956922 | 2 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pablo Alberto Davila | 6552303 | 4 | 12/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey J Yost | 4521070 | 4 | 12/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrance Lee Johnson | 5650624 | 3 | 12/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrance Lee Johnson | 5650624 | 3 | 12/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |