Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melinda Cook McCullough | 5109052 | 9 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan M McElfresh | 4609526 | 4 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Milton Crandall | 6733912 | 5 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Arnoldo Cavazos | 4622091 | 2 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Stanlick | 2411358 | 8 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Stanlick | 2411358 | 8 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Patrick Landquist | 1533847 | 1 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Dale Robertson | 2992031 | 2 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Dale Robertson | 2992031 | 2 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert F Blair | 4683777 | 2 | 04/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |