Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Michael Webster | 5493951 | 3 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam A Smith | 3071721 | 3 | 05/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 05/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Talia Musolino | 6656742 | 1 | 05/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Javier Guerra | 6711410 | 1 | 05/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Cook McCullough | 5109052 | 9 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Cook McCullough | 5109052 | 9 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Cook McCullough | 5109052 | 9 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Cook McCullough | 5109052 | 9 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Cook McCullough | 5109052 | 9 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |