Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Edward Leonard | 4763354 | 2 | 06/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Ryan Morton | 4377272 | 2 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daran Joshua Tucker | 6956922 | 2 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Cook McCullough | 5109052 | 9 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Noble Donahey | 2403074 | 4 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamim Ahmad Shahryar | 5086510 | 1 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather M Wright | 1663805 | 3 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea V Melendez | 6831585 | 6 | 05/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Marie Rivera | 6589019 | 2 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |