Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Milton Crandall | 6733912 | 5 | 07/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vince Keith Yarbrough | 7475218 | 1 | 07/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Ray Barnhill | 6335285 | 1 | 07/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather M Wright | 1663805 | 3 | 07/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emilio Lira | 5014681 | 4 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Patrick Molnoskey | 7277568 | 4 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Patrick Molnoskey | 7277568 | 4 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Patrick Molnoskey | 7277568 | 4 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Patrick Molnoskey | 7277568 | 4 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 07/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |